Insights by industry

Financial services: what AI answers, and what changes it.

Advisory firms under the SEC Marketing Rule and FINRA: what prospective clients ask AI and how the work runs inside the rule.

Answer · Financial services · 3 min read

Who can help a financial advisory firm show up in ChatGPT without breaking the SEC marketing rule?

An advisory firm can be named by AI engines with content that states services, credentials and approach as fact, with no performance claims and no unreviewed testimonials. Here is where the line sits and how the work runs inside it.

All Insights

Want to see your own map?

The free check asks ChatGPT and Claude the questions your customers ask and shows which answers name you, which name a competitor, and what they get wrong about you. No call required.

Free AI check